HR 9605 United States House · 117th Congress

To amend the Securities Act of 1933 to expand the research report exception to include reports about any issuer that undertakes a proposed offering of public securities.

Summary
This bill allows a securities broker or dealer to publish or distribute a research report on a proposed public offering without it being considered an offer to sell securities for purposes of registration requirements. Currently, reports regarding a proposed public offering by an emerging growth company fall under this exception.
Bill status in committee 1 of 4 stages cleared
Introduction
Dec 2022
Committee Review
Floor Vote
President
Introduced Dec 15, 2022 Last action Dec 15, 2022
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Full legislative history

Actions timeline

Total actions
2
Key actions
0
Committee
1
Dec 15, 2022
Committee
Referred to the House Committee on Financial Services.
lower
Dec 15, 2022
Introduced
Introduced in House
lower
1 primary · 0 co-sponsors

Sponsors

Role
Legislator
Party
State
District
P
Photo of Roger Williams
Roger Williams
RRepublican
TX
25