Relates to mandating greater levels of disclosure by non-fiduciaries that provide investment advice
Summary
Relates to mandating greater levels of disclosure by non-fiduciaries that provide investment advice; requires signed acknowledgement of disclosure informing clients that the advisor owes no fiduciary duty.
Bill status
in committee
1 of 4 stages cleared
Introduction
Jan 2021
Committee Review
Floor Vote
Governor
Introduced Jan 7, 2021
Last action Feb 17, 2022
Floor votes
How they voted
No floor votes recorded yet.
Full legislative history
Actions timeline
Total actions
5
Key actions
0
Committee
3
Jan 5, 2022
Committee
REFERRED TO CODES
lower
May 26, 2021
Committee
REPORTED REFERRED TO CODES
lower
Jan 7, 2021
Committee
REFERRED TO JUDICIARY
lower
1 primary · 0 co-sponsors
Sponsors
Role
Legislator
Party
State
District
P
Jeffrey Dinowitz
DDemocratic
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