Relates to mandating greater levels of disclosure by non-fiduciaries that provide investment advice
Summary
Relates to mandating greater levels of disclosure by non-fiduciaries that provide investment advice; requires signed acknowledgement of disclosure informing clients that the advisor owes no fiduciary duty.
Bill status
in committee
1 of 4 stages cleared
Introduction
Jan 2019
Committee Review
Floor Vote
Governor
Introduced Jan 22, 2019
Last action Jan 8, 2020
Floor votes
How they voted
No floor votes recorded yet.
Full legislative history
Actions timeline
Total actions
5
Key actions
0
Committee
4
Amendments
1
Jan 8, 2020
Assembly · Referred to committee
REFERRED TO CODES
May 23, 2019
Assembly · Amendment adopted
PRINT NUMBER 2476A
May 23, 2019
Assembly · Referred to committee
AMEND AND RECOMMIT TO CODES
Jan 28, 2019
Assembly · Referred to committee
REPORTED REFERRED TO CODES
Jan 22, 2019
Assembly · Referred to committee
REFERRED TO JUDICIARY
1 primary · 12 co-sponsors
Sponsors
Role
Legislator
Party
State
District
P
Jeffrey Dinowitz
DDemocratic
Co
DB
David Buchwald
DDemocratic
Co
FO
Félix Ortiz
DDemocratic
Co
MB
Michael Blake
DDemocratic
Co
Phil Steck
DDemocratic
Co
Rebecca Seawright
DDemocratic
Co
Richard N. Gottfried
DDemocratic
Co
Rodneyse Bichotte Hermelyn
DDemocratic
Co
Sandy Galef
DDemocratic
Co
Victor M. Pichardo
DDemocratic
Co
Vivian Cook
DDemocratic
Ask Maddy
·
AI policy assistant
Ask Maddy about A 2476
Scope: NY
Hi! I can help you understand A 2476. What would you like to know?
Try one of these
i
Maddy answers using official bill text and legislative records. Always verify before sharing.
Sources cited inline