Relates to mandating greater levels of disclosure by non-fiduciaries that provide investment advice
Summary
Relates to mandating greater levels of disclosure by non-fiduciaries that provide investment advice; requires signed acknowledgement of disclosure informing clients that the advisor owes no fiduciary duty.
Bill status
in committee
1 of 4 stages cleared
Introduction
Jan 2017
Committee Review
Floor Vote
Governor
Introduced Jan 20, 2017
Last action Jan 3, 2018
Floor votes
How they voted
No floor votes recorded yet.
Full legislative history
Actions timeline
Total actions
3
Key actions
0
Committee
3
Jan 3, 2018
Legislature · Referred to committee
REFERRED TO CODES
May 16, 2017
Legislature · Referred to committee
REPORTED REFERRED TO CODES
Jan 20, 2017
Legislature · Referred to committee
REFERRED TO JUDICIARY
0 primary · 0 co-sponsors
Sponsors
No sponsor information available.
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