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SB 109 Kentucky Senate · 2023 Regular Session

AN ACT relating to investment advisers.

Summary
Amend KRS 292.330 to establish registration exemptions for investment advisers; create a new section of KRS Chapter 292 to establish a registration exemption for private fund advisers; establish requirements for the exemption; direct where filings shall be made; require investment advisers to comply with registration requirements within 90 days of becoming ineligible for exemption; permit the commissioner of the Department of Financial Institutions to waive certain provisions.
Bill status vetoed 4 of 5 stages cleared
Introduction
Feb 2023
Committee Review
Mar 2023
Senate Passage
Mar 2023
House Passage
Mar 2023
Vetoed
Apr 2023
Introduced Feb 10, 2023 Vetoed Apr 11, 2023
Floor votes · Senate Mar 3, 2023

How they voted

25–0
Passed · 3 other
Total votes 28
Mar 3, 2023
D Democratic4
3 Yea 1
75% Yea
R Republican24
22 Yea 2
91% Yea
Vote distribution
All Yea All Nay Mixed No data
Full legislative history

Actions timeline

Total actions
27
Key actions
6
Committee
6
Amendments
2
Apr 11, 2023
Vetoed
Vetoed
upper
Mar 30, 2023
Lower · Passed
enrolled, signed by Speaker of the House
lower
Mar 30, 2023
Upper · Passed
enrolled, signed by President of the Senate
upper
Mar 30, 2023
Upper · Passed
3rd reading, passed 91-6
upper
Mar 30, 2023
Introduced
floor amendments (2), (3) and (4-title) filed
upper
Mar 29, 2023
Introduced
floor amendment (1) filed
upper
Mar 15, 2023
Upper · Passed
reported favorably, to Rules
upper
Mar 7, 2023
Committee
to Banking & Insurance (H)
lower
Mar 3, 2023
Committee
to Committee on Committees (H)
lower
Mar 3, 2023
Upper · Passed
3rd reading, passed 34 -0 with Committee Substitute (1)
upper
Feb 28, 2023
Upper · Passed
reported favorably, 1st reading, to Consent Calendar with Committee Substitute (1)
upper
Feb 14, 2023
Committee
to Banking & Insurance (S)
upper
Feb 10, 2023
Committee
to Committee on Committees (S)
upper
Feb 10, 2023
Introduced
introduced in Senate
upper
0 primary · 0 co-sponsors

Sponsors

No sponsor information available.