RELATING TO REGULATION BY THE DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS.
Summary
Requires that if a broker-dealer is subject to a more restrictive standard than under the federal Regulation Best Interest standard, the more restrictive standard shall apply. Allows certain investment advisor representatives to use other continuing education hours to satisfy continuing education requirements.
Bill status
in committee
1 of 4 stages cleared
Introduction
Jan 2024
Committee Review
Floor Vote
Governor
Introduced Jan 18, 2024
Last action Jan 24, 2024
Floor votes
How they voted
No floor votes recorded yet.
Full legislative history
Actions timeline
Total actions
3
Key actions
0
Committee
1
Jan 24, 2024
Committee
Referred to ECD, CPC, referral sheet 1
lower
Jan 19, 2024
Introduced
Introduced and Pass First Reading.
lower
Jan 18, 2024
Introduced
Pending introduction.
lower
1 primary · 0 co-sponsors
Sponsors
Role
Legislator
Party
State
District
P
Elijah Pierick
RRepublican
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