Offers and Sales of Securities

Offers and Sales of Securities; Excluding certain securities offers and sales by specified persons from the exemption from specified registration requirements; revising requirements for securities offers and sales that are exempt transactions under specified laws; revising the information and documents that the Office of Financial Regulation may require for securities registration; revising circumstances under which the office may revoke or suspend securities registrations; deleting issuers of securities from the list of persons that may not offer for sale or sell securities without being registered; requiring finders to maintain certain books and records, etc.