Protection of Vulnerable Investors
Summary
Protection of Vulnerable Investors; Requiring securities dealers, investment advisers, and associated persons to immediately report knowledge or suspicion of abuse, neglect, or exploitation of vulnerable adults to the Department of Children and Families’ central abuse hotline; authorizing dealers and investment advisers to delay disbursements or transactions of funds or securities from certain accounts associated with specified adults if certain conditions are met; providing for administrative and civil immunity for dealers, investment advisers, and associated persons, etc.
Bill status
in committee
1 of 4 stages cleared
Introduction
Jan 2020
Committee Review
Floor Vote
Governor
Introduced Jan 22, 2020
Last action Mar 11, 2020
Floor votes
How they voted
No floor votes recorded yet.
Full legislative history
Actions timeline
Total actions
18
Key actions
6
Committee
7
Mar 2, 2020
Upper · Passed
Favorable by- Rules; YEAS 17 NAYS 0
upper
Feb 26, 2020
Upper · Passed
On Committee agenda-- Rules, 03/02/20, 12:00 pm, 110 Senate Building
upper
Feb 13, 2020
Upper · Passed
Pending reference review under Rule 4.7(2) - (Committee Substitute)
upper
Feb 6, 2020
Upper · Passed
On Committee agenda-- Judiciary, 02/11/20, 2:00 pm, 110 Senate Building
upper
Jan 28, 2020
Upper · Passed
Favorable by Banking and Insurance; YEAS 6 NAYS 0
upper
Jan 23, 2020
Upper · Passed
On Committee agenda-- Banking and Insurance, 01/28/20, 4:00 pm, 412 Knott Building
upper
Jan 22, 2020
Introduced
Introduced
upper
Jan 17, 2020
Committee
Referred to Banking and Insurance; Judiciary; Rules
upper
1 primary · 0 co-sponsors
Sponsors
Role
Legislator
Party
State
District
P
Doug Broxson
RRepublican
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